12月9日，河北证监局一纸警示函，将长城人寿合规问题推至聚光灯下。根据河北证监局公告，2025年9月23日，长城人寿增持新天绿能（600956.SH/00956.HK）100万股后，合计持股达21040万股，占其总股本的5.0027%，在触及“5%举牌红线”时未按规定停止交易，违反《证券法》相关规定，被采取出具警示函的行政监管措施，且该处罚已记入证券期货市场诚信档案。时代财经就此违规事件联系长城...
Source Link12月9日，河北证监局一纸警示函，将长城人寿合规问题推至聚光灯下。根据河北证监局公告，2025年9月23日，长城人寿增持新天绿能（600956.SH/00956.HK）100万股后，合计持股达21040万股，占其总股本的5.0027%，在触及“5%举牌红线”时未按规定停止交易，违反《证券法》相关规定，被采取出具警示函的行政监管措施，且该处罚已记入证券期货市场诚信档案。时代财经就此违规事件联系长城...
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