泰山财经记者赵诗婕实习生张文菁近日,青岛市证监局连续发布两则行政监管措施决定。据披露,恒泰期货股份有限公司(简称“恒泰期货”)青岛营业部因开发客户业务实质上被对外承包违反相关规定,暂停营业部期货经纪业务新开户三个月,同时营业部负责人王慧被出具警示函。公告显示,经查,恒泰期货青岛营业部开发客户业务实质上被对外承包,内部控制和风险管理存在重大缺陷。青岛证监局表示,其已于2025年12月23日向该营业部...
Source Link泰山财经记者赵诗婕实习生张文菁近日,青岛市证监局连续发布两则行政监管措施决定。据披露,恒泰期货股份有限公司(简称“恒泰期货”)青岛营业部因开发客户业务实质上被对外承包违反相关规定,暂停营业部期货经纪业务新开户三个月,同时营业部负责人王慧被出具警示函。公告显示,经查,恒泰期货青岛营业部开发客户业务实质上被对外承包,内部控制和风险管理存在重大缺陷。青岛证监局表示,其已于2025年12月23日向该营业部...
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