ALT5 Sigma Shares Rise on Regaining Nasdaq Compliance

Dow Jones

Yesterday

By Elias Schisgall

Shares of ALT5 Sigma rose after the financial technology company said it was back in compliance with Nasdaq's financial reporting rules.

Shares were up 19% to $2.15 in Wednesday morning trading. The stock has fallen 65% in the past year.

The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports.

Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. The company submitted the filing on Jan. 12.

"We are pleased that this matter has been resolved and that the Company is once again back in compliance regarding its Financials late filing delinquency as per Nasdaq's listing standards," Chief Executive Officer Tony Isaac said. "This filing represents our commitment to maintaining the highest standards of corporate governance and transparency."

Write to Elias Schisgall at elias.schisgall@wsj.com

(END) Dow Jones Newswires

January 14, 2026 10:00 ET (15:00 GMT)

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The stock has fallen 65% in the past year. \n</p>\n<p>\n  The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports. \n</p>\n<p>\n  Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. 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The stock has fallen 65% in the past year. \n\n\n  The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports. \n\n\n  Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. The company submitted the filing on Jan. 12. \n\n\n  \"We are pleased that this matter has been resolved and that the Company is once again back in compliance regarding its Financials late filing delinquency as per Nasdaq's listing standards,\" Chief Executive Officer Tony Isaac said. \"This filing represents our commitment to maintaining the highest standards of corporate governance and transparency.\" \n\n\n \n\n\n  Write to Elias Schisgall at elias.schisgall@wsj.com \n\n\n \n\n\n  (END) Dow Jones Newswires\n\n\n  January 14, 2026 10:00 ET (15:00 GMT)\n\n\n  Copyright (c) 2026 Dow Jones & Company, Inc.","kind":"highlight","is_publish_news":true,"is_publish_highlight":false,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"1","news_tag":"policyRegulatory","news_rank":0,"symbols":[],"gpt_button":0,"need_auth":true,"code":"91000000","status":"200"}}}