深圳商报·读创客户端记者 陈燕青新年伊始,金融监管层频频出手。江海证券、信达证券、国新证券等多家券商因两融、经纪等业务违规纷纷受罚,多名从业人员也因违规操作客户证券等被监管处罚。业内人士预计,今年监管打击中介机构的违法违规行为力度仍会进一步加强,此举有助于净化市场环境。两融、经纪业务违规被罚1月9日,浙江证监局披露三则罚单,对信达证券温州瓯江路证券营业部采取出具警示函的行政监管措施,该营业部负责人...
Source Link深圳商报·读创客户端记者 陈燕青新年伊始,金融监管层频频出手。江海证券、信达证券、国新证券等多家券商因两融、经纪等业务违规纷纷受罚,多名从业人员也因违规操作客户证券等被监管处罚。业内人士预计,今年监管打击中介机构的违法违规行为力度仍会进一步加强,此举有助于净化市场环境。两融、经纪业务违规被罚1月9日,浙江证监局披露三则罚单,对信达证券温州瓯江路证券营业部采取出具警示函的行政监管措施,该营业部负责人...
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