和君年轮(厦门)资管被责令改正,涉基金业务违规

蓝鲸财经
Feb 04

蓝鲸新闻2月4日讯,近日,厦门证监局发布行政监管措施决定书,剑指和君年轮(厦门)资产管理有限公司。

决定书显示,和君年轮(厦门)资产管理有限公司在开展私募基金业务中存在以下违规问题:

一、未对存续期满基金启动延长合同期限或清算程序;

二、未根据中国证券投资基金业协会的规定,及时更新管理人的有关信息。

以上行为违反了《私募投资基金监督管理暂行办法》的规定。厦门证监局决定对和君年轮(厦门)资产管理有限公司采取责令改正的监督管理措施,并将相关情况记入诚信档案。

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