原标题:《严监管持续落锤!两家投顾同日领罚,董事长被追责》证券投顾行业的强监管风暴仍在持续。近日,深圳证监局一日之内对两家证券投资咨询机构开出罚单,剑指误导性宣传、自媒体运营不规范等乱象。深圳市启富证券投资顾问有限公司(下称“启富投资”)和策牛(深圳)科技发展有限公司(下称“策牛科技”)双双被采取责令改正的监管措施。值得注意的是,除了机构,监管直接追责到人,启富投资董事长鲁召辉因对相关问题负有直接...
Source Link原标题:《严监管持续落锤!两家投顾同日领罚,董事长被追责》证券投顾行业的强监管风暴仍在持续。近日,深圳证监局一日之内对两家证券投资咨询机构开出罚单,剑指误导性宣传、自媒体运营不规范等乱象。深圳市启富证券投资顾问有限公司(下称“启富投资”)和策牛(深圳)科技发展有限公司(下称“策牛科技”)双双被采取责令改正的监管措施。值得注意的是,除了机构,监管直接追责到人,启富投资董事长鲁召辉因对相关问题负有直接...
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