金融街证券被罚141.2万元:未按规定制定、完善反洗钱内部控制制度规范等

金融一线
Mar 06

  3月6日金融一线消息,据中国人民银行内蒙古自治区分行行政处罚决定书显示,金融街证券股份有限公司因未按规定制定、完善反洗钱内部控制制度规范,未按照规定开展客户尽职调查,未按照规定报告可疑交易,被给予警告,并处罚款人民币141.2万元。

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