该咨询意见强调了 DCM 在遵守 CEA 第 5(d) 条款、Part 38、DCM 核心原则 3 及附录 C 指南,以及产品提交要求方面的监管责任。同时,还讨论了一些对体育类事件合约可能特别适用的细节。
市场监管司认为,作为前线监管机构,DCM 应主动采取措施,确保其市场在发展过程中持续符合 CEA 及委员会法规的要求。
Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.