上海拿特资管被出具警示函,涉未及时更新从业人员信息等

蓝鲸财经
Mar 30

蓝鲸新闻3月30日讯,近日,中国证券监督管理委员会上海监管局发布行政监管措施决定书,剑指上海拿特资产管理有限公司。

决定书显示,上海拿特资产管理有限公司在开展私募基金业务过程中,存在以下事实:未及时更新管理人及其从业人员信息并保证所填报内容真实、准确、完整,违反了《私募投资基金监督管理暂行办法》的规定。

对此,中国证券监督管理委员会上海监管局现决定对上海拿特资产管理有限公司采取出具警示函的行政监管措施。

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

Most Discussed

  1. 1
     
     
     
     
  2. 2
     
     
     
     
  3. 3
     
     
     
     
  4. 4
     
     
     
     
  5. 5
     
     
     
     
  6. 6
     
     
     
     
  7. 7
     
     
     
     
  8. 8
     
     
     
     
  9. 9
     
     
     
     
  10. 10