美SEC放宽日内交易限制 Robinhood(HOOD.US)等交易平台股价集体大涨

智通财经
Apr 15

智通财经APP获悉,周三,随着美国证券交易委员会(SEC)批准一项关键规则修改,降低散户日内交易门槛,多家面向个人投资者的交易平台股价集体走高。

其中,Robinhood(HOOD.US)股价上涨近9%,微牛(BULL.US)上涨超10%,eToro Group(ETOR.US)上涨超5%,Coinbase(COIN.US)上涨超3%。

此次规则调整由美国金融业监管局提出,核心在于取消“模式日内交易者”(Pattern Day Trader)的最低资金门槛要求。此前,若投资者在五个交易日内进行四次或以上日内交易,需在保证金账户中维持至少2.5万美元资金,方可继续交易。

新规取消了这一固定门槛,转而要求投资者账户权益与其交易风险敞口相匹配。这一变化被视为显著降低散户参与高频交易的门槛,有望吸引更多个人投资者入场。

SEC表示,该规则以加速程序获批,显示监管层对市场活跃度的支持态度。

传统券商同样受益。拥有亿创理财业务的摩根士丹利(MS.US)股价上涨5.1%,嘉信理财(SCHW.US)上涨1.28%,盈透证券(IBKR.US)上涨2.6%。

分析人士指出,规则放宽将提升市场流动性和交易活跃度,对以零售客户为主的平台构成直接利好。不过,也有观点认为,降低门槛可能增加短线交易风险,未来监管层仍需在市场活跃度与投资者保护之间取得平衡。

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