地方金融监管局近期密集披露罚单,涉及多家银行及信用卡中心,违法违规行为主要集中在个人贷款业务管理不到位、贷款“三查”不到位、信贷资产风险分类管理不到位等方面,违规类型较为相似。这反映出部分银行机构在信贷业务方面存在合规短板,风控审核标准未严格执行,部分一线信贷人员、管理人员的合规履职意识也需提高。 多家银行领大额罚单 5月11日,泉州金融监管分局发布行政处罚信息公示表显示,泉州银行因小微企业和...
Source Link地方金融监管局近期密集披露罚单,涉及多家银行及信用卡中心,违法违规行为主要集中在个人贷款业务管理不到位、贷款“三查”不到位、信贷资产风险分类管理不到位等方面,违规类型较为相似。这反映出部分银行机构在信贷业务方面存在合规短板,风控审核标准未严格执行,部分一线信贷人员、管理人员的合规履职意识也需提高。 多家银行领大额罚单 5月11日,泉州金融监管分局发布行政处罚信息公示表显示,泉州银行因小微企业和...
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