富兰克林资源旗下的Wamco因涉嫌“挑肥拣瘦”将向美国证券交易委员会支付1亿美元罚款

路透中文
Jun 05
富兰克林资源旗下的Wamco因涉嫌“挑肥拣瘦”将向美国证券交易委员会支付1亿美元罚款

路透6月5日 - 美国证券交易委员会(SEC)周五表示,富兰克林资源公司(BEN.N)旗下子公司西方资产管理公司将支付1亿美元的民事罚款,以解决美国证券交易委员会针对前联席首席投资官肯尼斯·利奇涉嫌“挑拣交易”所提出的指控。

利奇已在纽约对相关刑事指控表示不认罪。其前雇主通常被称为Wamco。

(为便利非英文母语者,路透将其报导自动化翻译为数种其他语言。由于自动化翻译可能有误,或未能包含所需语境,路透不保证自动化翻译文本的准确性,仅是为了便利读者而提供自动化翻译。对于因为使用自动化翻译功能而造成的任何损害或损失,路透不承担任何责任。)

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