蓝鲸新闻7月3日讯,近日,青岛证监局发布行政监管措施决定书,剑指山东国信喜海私募基金管理有限公司及相关责任人。决定书显示,山东国信喜海私募基金管理有限公司存在以下情形:未履行诚实守信、谨慎勤勉的义务,未按照合同约定管理私募基金并进行投资,宣传材料存在夸大或不实的内容。以上行为违反了《私募投资基金监督管理条例》的相关规定。夏安任公司法定代表人、总经理,未能恪尽职守、勤勉尽责,对上述行为负有责任。针对上述违法行为,青岛证监局对山东国信喜海私募基金管理有限公司、夏安采取出具警示函的行政监管措施,并相关情况将记入证券期货市场诚信档案。
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