青海格尔木农商行被罚30万,涉员工行为管理不到位

蓝鲸财经
Jul 10

蓝鲸新闻7月10日讯,近日,海西金融监管分局发布行政处罚决定书,剑指青海格尔木农村商业银行股份有限公司及相关责任人员。

罚单显示,青海格尔木农村商业银行股份有限公司的主要违法违规行为是:员工行为管理不到位。

针对上述违法行为,海西金融监管分局对青海格尔木农村商业银行股份有限公司罚款30万元;对何向东罚款5.5万元;对牛健和、许正芳分别给予警告;对保英浩禁止从事银行业工作10年。

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