韩国计划 9 月起加强高息 ELS 监管:要求券商及时向投资者发出本金损失警告

链捕手
Aug 23

ChainCatcher 消息,据彭博社报道,韩国金融监管部门计划从下月起加强对 ELS 等结构化产品监管,要求券商在产品接近本金损失触发线(Knock-in)时向投资者发出警告,并在市场环境变化导致风险明显上升时重新评估产品设计和销售。

据悉,韩国股市近期经历大幅波动,但散户高风险投资热情并未明显降温,在单只股票杠杆 ETF 遭监管收紧后,部分投资转向提供高额“票息”的股票挂钩证券(ELS)。韩国金融投资协会公布数据显示,7 月韩国 ELS 销售规模高达 3.5 万亿韩元,创下 2023年 4 月以来近三年多新高,其中以三星电子和 SK 海力士股票为基础资产的 ELS 产品成为增长主力。

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