被Citadel折价接盘的AI基金遭SEC调查

格隆汇
6 hours ago
据纽约时报报道,美国证券交易委员会正在调查AI对冲基金Situational Awareness近期濒临崩盘事件,并向参与该基金交易、提供杠杆资金的华尔街主要银行发出传票。据知情人士透露,SEC要求银行提供该基金交易时间节点,以及其与贷款方就借入资金进行沟通的相关信息,并要求保存所有与该基金有关的资料。Situational Awareness由OpenAI前研究员利奥波德·阿申布伦纳创立,曾借助AI热潮获得高额回报。该基金巅峰时期管理资产超过300亿美元,并借入数百亿美元放大投资。但上月底,随着热门AI公司股价下跌,以及其做空的传统科技股上涨,基金损失迅速扩大,最终被迫进行“抛售式清仓”,并以折价方式将大部分股票组合出售给Citadel。SEC表示,调查仍处于早期阶段,并不意味着一定会处罚。Situational Awareness也未被指控存在违规行为。基金方面称,将“全面配合任何监管要求”。

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