虚报办会费用送礼!中泰期货德州分公司及负责人被警示

国际金融报
Sep 03

9月2日,山东证监局披露了两张罚单,剑指中泰期货德州分公司存在虚报办会费用用于送礼的违规行为,该分支机构及负责人均收到警示函。  经查,中泰期货德州分公司从中泰期货股份有限公司虚报办会费用,使用上述报销资金购买礼品赠送给利益关系人。上述情形违反了《证券期货经营机构及其工作人员廉洁从业规定》(证监会令第202号)第九条第一款的规定。  根据《证券期货经营机构及其工作人员廉洁从业规定》(证监会令第...

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