据华尔街日报报道,美国证券交易委员会(SEC)已加强对所谓特殊目的载体(SPV)背后公司的审查。据知情人士透露,SEC审查员一直在要求注册投资顾问提供证据,证明其SPV确实拥有或持有其声称的私营公司股份。部分知情人士表示,在SpaceX备受瞩目的首次公开募股和Anthropic计划上市之前,此类基金加大了营销攻势,同时投资者投诉也有所增加,监管机构因此决定加强审查。据其中一位知情人士称,SEC目前的审查通常包括文件调取要求,部分审查还包含现场面谈环节。审查过程可能持续数周至一年不等。
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