虚构套费频发!阳光保险今年合计罚款逾千万,基层合规待强化

南方都市报
Sep 15

当保险行业整体处在利率下行的调整周期,如何跨越规模与质量的“平衡木”困局?  日前,来自央行官网披露的一则行政处罚信息显示,阳光人寿因存在“未按规定开展客户尽职调查”等4项反洗钱类违规行为,被警告并罚款314.4万元。据了解,这是阳光人寿今年以来的最大罚单,也是保险行业比较少见的“百万级大单”。  记者梳理公开数据看到,今年以来阳光人寿及分支机构收到近20张罚单,所涉问题集中于业务前端,银保渠道...

Source Link

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

Most Discussed

  1. 1
     
     
     
     
  2. 2
     
     
     
     
  3. 3
     
     
     
     
  4. 4
     
     
     
     
  5. 5
     
     
     
     
  6. 6
     
     
     
     
  7. 7
     
     
     
     
  8. 8
     
     
     
     
  9. 9
     
     
     
     
  10. 10