韩国考虑禁止无牌照外资投行安排全球债券业务

格隆汇
Oct 08
据知情人士消息,韩国正拟定监管规则,禁止未取得韩国本土证券牌照的投资银行安排韩国发行人的境外债券发行。媒体看到的文件显示,韩国企划财政部已向韩国金融投资协会征求行业对该新规的意见,协会于上周发放调研问卷。企划财政部表示,政府旨在排查无牌照投行在境内开展业务存在的监管空白,使监管与国际标准对齐。知情人士补充,韩国监管层担忧现行规则对持有完整牌照的机构不公平:持牌机构需要承担本土运营成本,而无牌照外资机构无需承担。数据显示,今年韩国发行人境外发债规模同比大增 31%,达到 656 亿美元。

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