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First Trust Special Finance and Financial Opportunities Fund

3.86
-0.0145-0.37%
Volume:5.70K
Turnover:21.96K
Market Cap:55.39M
PE:- -
High:3.86
Open:3.84
Low:3.84
Close:3.87
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Company Profile

Company Name:
First Trust Special Finance and Financial Opportunities Fund
Exchange:
NYSE
Establishment Date:
2007
Employees:
- -
Office Location:
120 East Liberty Drive,Suite 400,Wheaton,Illinois,United States
Zip Code:
60187
Fax:
- -
Introduction:
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty finance and other financial sectors. The fund primarily invests in value stocks of companies, as well as in Business Development Companies, REITs, and other mortgage related securities. It employs fundamental analysis to create its portfolio. The fund benchmarks the performance of its portfolio against a composite benchmark comprised of 70% Wells Fargo BDC Index, 20% FTSE NAREIT Mortgage REIT Index, and 10% S&P SmallCap Financials Index. It was formerly known as First Trust/Gallatin Specialty Finance and Financial Opportunities Fund. First Trust Specialty Finance and Financial Opportunities Fund was formed on March 20, 2007 and domiciled in the United States.

Directors

Name
Position
James A. Bowen
Trustee and Chairman of the Board
Bronwyn Wright
Trustee
Denise M. Keefe
Trustee
Niel B. Nielson
Trustee
Richard E. Erickson
Trustee
Robert F. Keith
Trustee
Thomas R. Kadlec
Trustee

Shareholders

Name
Position
James M. Dykas
President and Chief Executive Officer
Derek D. Maltbie
Treasurer, Chief Financial Officer and Chief Accounting Officer
Daniel J. Lindquist
Vice President
Kristi A. Maher
Chief Compliance Officer and Assistant Secretary
W. Scott Jardine
Secretary and Chief Legal Officer